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The representation theory of the additive group scheme

In this post we’ll describe the representation theory of the additive group scheme Image may be NSFW.
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\mathbb{G}_a
over a field Image may be NSFW.
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k
. The answer turns out to depend dramatically on whether or not Image may be NSFW.
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k
has characteristic zero.

Preliminaries over an arbitrary ring

(All rings and algebras are commutative unless otherwise stated.)

The additive group scheme Image may be NSFW.
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\mathbb{G}_a
over a base ring Image may be NSFW.
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k
has functor of points given by the underlying abelian group functor

Image may be NSFW.
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\displaystyle \mathbb{G}_a(-) : \text{CAlg}(k) \ni R \mapsto (R, +) \in \text{Ab}.

This functor is represented by the free Image may be NSFW.
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k
-algebra Image may be NSFW.
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k[x]
together with the Hopf algebra structure given by the comultiplication

Image may be NSFW.
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\displaystyle \Delta(x) = x \otimes 1 + 1 \otimes x

and antipode Image may be NSFW.
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S(x) = -x
, and so it is an affine group scheme whose underlying scheme is the affine line Image may be NSFW.
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\mathbb{A}^1
over Image may be NSFW.
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k
. From a Hopf algebra perspective, this Hopf algebra is special because it is the free Hopf algebra on a primitive element.

A representation of Image may be NSFW.
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\mathbb{G}_a
can be described in a few equivalent ways. From the functor of points perspective, we first need to describe the functor of points perspective on a Image may be NSFW.
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k
-module: a Image may be NSFW.
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k
-module Image may be NSFW.
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V
has functor of points

Image may be NSFW.
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\displaystyle V(-) : \text{CAlg}(k) \ni R \mapsto R \otimes_k V \in \text{Ab}

making it an affine group scheme if Image may be NSFW.
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V
is finitely generated projective (in which case its ring of functions is the symmetric algebra Image may be NSFW.
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S(V^{\ast})
on the dual of Image may be NSFW.
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V
) but not in general, for example if Image may be NSFW.
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k
is a field and Image may be NSFW.
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V
is an infinite-dimensional vector space. Note that if Image may be NSFW.
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V = k
we recover Image may be NSFW.
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\mathbb{G}_a
, and more generally if Image may be NSFW.
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V = k^n
we recover Image may be NSFW.
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\mathbb{G}_a^n
.

A representation of Image may be NSFW.
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\mathbb{G}_a
over Image may be NSFW.
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k
is, loosely speaking, a polynomial one-parameter group of automorphisms of a Image may be NSFW.
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k
-module. The simplest nontrivial example is

Image may be NSFW.
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\mathbb{G}_a \ni x \mapsto \left[ \begin{array}{cc} 1 & x \\ 0 & 1 \end{array} \right]

which defines a nontrivial action of Image may be NSFW.
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\mathbb{G}_a
on Image may be NSFW.
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k^2
.

Formally, we can define an action of Image may be NSFW.
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\mathbb{G}_a
on a Image may be NSFW.
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k
-module Image may be NSFW.
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V
as an action of the functor of points of the former on the functor of points of the latter which is linear in the appropriate sense. Explicitly, it is a natural transformation with components

Image may be NSFW.
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\displaystyle \eta_R : \mathbb{G}_a(R) \times V(R) \to V(R)

such that each Image may be NSFW.
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\eta_R
defines an Image may be NSFW.
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R
-linear action of the group Image may be NSFW.
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\mathbb{G}_a(R) \cong (R, +)
on the Image may be NSFW.
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R
-module Image may be NSFW.
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V(R) \cong R \otimes_k V
in a way which is natural in Image may be NSFW.
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R
. So we can think of the parameter Image may be NSFW.
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x
in the one-parameter group above as running over all elements of all Image may be NSFW.
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k
-algebras Image may be NSFW.
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R
.

Image may be NSFW.
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\eta
can equivalently, by currying, be thought of as a natural transformation of group-valued functors from Image may be NSFW.
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\mathbb{G}_a
to the functor

Image may be NSFW.
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\displaystyle \text{Aut}(V)(-) : \text{CAlg}(k) \ni R \mapsto \text{Aut}_R(V \otimes_k R)

even though the latter is generally not representable by a scheme, again unless Image may be NSFW.
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V
is finitely generated projective; note that if Image may be NSFW.
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V = k^n
then Image may be NSFW.
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\text{Aut}(V)
is an affine group scheme, namely the general linear group Image may be NSFW.
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GL_n
.

The advantage of doing this is that we can appeal to the Yoneda lemma: because Image may be NSFW.
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\mathbb{G}_a
is representable, such natural transformations correspond to elements of the group

Image may be NSFW.
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\text{Aut}_{k[x]}(V \otimes_k k[x]) \subseteq \text{End}_{k[x]}(V \otimes_k k[x]) \cong \text{Hom}_k(V, V \otimes_k k[x])

at which point we’ve finally been freed of the burden of having to consider arbitrary Image may be NSFW.
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R
. Writing down the conditions required for a map Image may be NSFW.
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V \to V \otimes_k k[x]
to correspond to an element of Image may be NSFW.
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\text{Aut}_{k[x]}(V(k[x]))
giving a homomorphism of group-valued functors Image may be NSFW.
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\mathbb{G}_a \to \text{Aut}(V)
, we are led to the following.

Definition-Theorem: A representation of Image may be NSFW.
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\mathbb{G}_a
over Image may be NSFW.
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k
is a comodule over the Hopf algebra of functions Image may be NSFW.
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\mathcal{O}_{\mathbb{G}_a} \cong k[x]
.

This is true more generally for representations of any affine group scheme.

Let’s get somewhat more explicit. A comodule over Image may be NSFW.
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k[x]
is in particular an action map Image may be NSFW.
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\alpha : V \to V \otimes_k k[x]
. Isolating the coefficient of Image may be NSFW.
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x^n
on the RHS, this map breaks up into homogeneous components

Image may be NSFW.
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\displaystyle \alpha_n : V \to V \otimes_k x^n

which each correspond to an element of Image may be NSFW.
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\text{End}_k(V)
, which we’ll call Image may be NSFW.
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M_n
. The entire action map can therefore be thought of as a power series

Image may be NSFW.
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\displaystyle M(x) = M_0 + M_1 x + M_2 x^2 + \dots

and the condition that Image may be NSFW.
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\alpha
is part of a comodule structure turns out to be precisely the condition that 1) Image may be NSFW.
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M(0) = M_0
is the identity, 2) that we have

Image may be NSFW.
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\displaystyle M(x + y) = M(x) M(y)

as an identity of formal power series, and 3) that for any Image may be NSFW.
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v \in V
, Image may be NSFW.
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M_i v = 0
for all but finitely many Image may be NSFW.
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i
. Which of these is nonzero can be read off from the value of Image may be NSFW.
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\alpha(v)
, which takes the form

Image may be NSFW.
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\displaystyle \alpha(v) = M(x)(v) = \sum_{i \ge 0} M_i v \otimes x^i
.

Equating the coefficients of Image may be NSFW.
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x^i y^j
and of Image may be NSFW.
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x^j y^i
on both sides of the identity Image may be NSFW.
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M(x + y) = M(x) M(y)
(the two coefficients are equal on the LHS, hence must be equal on the RHS) gives

Image may be NSFW.
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\displaystyle {i + j \choose i} M_{i+j} = M_i M_j = M_j M_i

from which it follows in particular that the Image may be NSFW.
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M_i
commute. This is necessary and sufficient for us to have Image may be NSFW.
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M(x + y) = M(x) M(y)
, so we can say the following over an arbitrary Image may be NSFW.
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k
:

Theorem: Over a ring Image may be NSFW.
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k
, representations of Image may be NSFW.
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\mathbb{G}_a
can be identified with modules Image may be NSFW.
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V
over the divided power algebra

Image may be NSFW.
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\displaystyle k[M_1, M_2, \dots] / \left( {i + j \choose i} M_{i + j} = M_i M_j \right)

which are locally finite in the sense that for any Image may be NSFW.
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v \in V
we have Image may be NSFW.
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M_i v = 0
for all but finitely many Image may be NSFW.
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i
. Given the action of each Image may be NSFW.
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M_i
, the corresponding action of Image may be NSFW.
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\mathbb{G}_a
is

Image may be NSFW.
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\displaystyle \sum_i M_i x^i : V \mapsto V \otimes_k k[x]
.

If Image may be NSFW.
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k
is torsion-free as an abelian group, for example if Image may be NSFW.
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k = \mathbb{Z}
, then the divided power algebra can be thought of as the subalgebra of Image may be NSFW.
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(k \otimes \mathbb{Q})[x]
spanned by Image may be NSFW.
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\frac{x^i}{i!}
, where the isomorphism sends Image may be NSFW.
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M_i
to Image may be NSFW.
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\frac{x^i}{i!}
. This is because the key defining relation above can be rewritten Image may be NSFW.
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(i + j)! M_{i + j} = (i! M_i) (j! M_j)
if there is no torsion.

These representations should really be thought of as continuous representations of the profinite Hopf algebra given as the cofiltered limit over the algebras spanned by Image may be NSFW.
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M_1, M_2, \dots M_n
for each Image may be NSFW.
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n
, with the quotient maps given by setting all Image may be NSFW.
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M_i
past a certain point to zero. This profinite Hopf algebra is dual to the Hopf algebra Image may be NSFW.
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k[x]
of functions on Image may be NSFW.
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\mathbb{G}_a
, and we can more generally relate comodules over a coalgebra Image may be NSFW.
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C
to modules over a profinite algebra dual to it in this way under suitable hypotheses, for example if Image may be NSFW.
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k
is a field.

In characteristic zero

If Image may be NSFW.
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k
is a field of characteristic zero, or more generally a Image may be NSFW.
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\mathbb{Q}
-algebra, then the divided power algebra simplifies drastically, because we can now divide by all the factorials running around. Induction on the relation Image may be NSFW.
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{i + j \choose i} M_{i + j} = M_i M_j
readily gives

Image may be NSFW.
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\displaystyle M_i = \frac{M_1^i}{i!}

and we conclude the following.

Theorem: Over a Image may be NSFW.
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\mathbb{Q}
-algebra Image may be NSFW.
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k
, representations of Image may be NSFW.
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\mathbb{G}_a
can be identified with endomorphisms Image may be NSFW.
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M_1 : V \to V
of a Image may be NSFW.
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k
-module which are locally nilpotent in the sense that, for any Image may be NSFW.
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v \in V
, we have Image may be NSFW.
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M_1^i v = 0
for all but finitely many Image may be NSFW.
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i
. Given such an endomorphism, the corresponding action of Image may be NSFW.
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\mathbb{G}_a
is

Image may be NSFW.
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\displaystyle \exp (M_1 x) : V \to V \otimes_k k[x]
.

The corresponding profinite Hopf algebra is the formal power series algebra Image may be NSFW.
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k[[\partial]]
in one variable, with comultiplication Image may be NSFW.
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\Delta(\partial) = \partial \otimes 1 + 1 \otimes \partial
. If Image may be NSFW.
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k
is a field of characteristic zero, this means we can at least classify finite-dimensional representations of Image may be NSFW.
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\mathbb{G}_a
using nilpotent Jordan blocks.

Example. The representation Image may be NSFW.
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\left[ \begin{array}{cc} 1 & x \\ 0 & 1 \end{array} \right]
we wrote down earlier corresponds to exponentiating the Jordan block Image may be NSFW.
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\left[ \begin{array}{cc} 0 & 1 \\ 0 & 0 \end{array} \right]
.

Example. Any coalgebra has a “regular representation,” namely the comodule given by its own comultiplication. The regular representation of Image may be NSFW.
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\mathbb{G}_a
is the translation map

Image may be NSFW.
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\displaystyle \mathbb{G}_a \ni x \mapsto (f(y) \mapsto f(y+x)) \in \text{Hom}_k(k[y], k[y] \otimes_k k[x])
.

and the corresponding locally nilpotent endomorphism is the derivative Image may be NSFW.
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f \mapsto \partial f
(hence the use of Image may be NSFW.
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\partial
above). More generally, locally nilpotent derivations on a Image may be NSFW.
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k
-algebra Image may be NSFW.
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R
correspond to actions of Image may be NSFW.
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\mathbb{G}_a
on the affine Image may be NSFW.
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k
-scheme Image may be NSFW.
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\text{Spec } R
.

The regular representation has subrepresentations given by restricting attention to the polynomials of degree at most Image may be NSFW.
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n
for each Image may be NSFW.
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n
. These subrepresentations are finite-dimensional, and are classified by the Image may be NSFW.
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(n+1) \times (n+1)
nilpotent Jordan block, which follows from the fact that they have a one-dimensional invariant subspace given by the constant polynomials.

In positive characteristic

In positive characteristic the binomial coefficient Image may be NSFW.
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{i + j \choose i}
in the relation Image may be NSFW.
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{i + j \choose i} M_{i + j} = M_i M_j
is sometimes zero, so things get more complicated. For starters, the same induction as before shows that if Image may be NSFW.
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k
is a field of characteristic Image may be NSFW.
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p
, or more generally an Image may be NSFW.
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\mathbb{F}_p
-algebra, we have

Image may be NSFW.
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\displaystyle M_i = \frac{M_1^i}{i!}, i < p
.

However, when we try to analyze Image may be NSFW.
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M_p
, we find that we can put no constraint on it in terms of smaller Image may be NSFW.
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M_i
but instead that Image may be NSFW.
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M_1^p = 0
. In fact we have Image may be NSFW.
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M_i^p = 0
for all Image may be NSFW.
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i
, because the identity

Image may be NSFW.
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\displaystyle M(x + y) = M(x) M(y)

gives by induction

Image may be NSFW.
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\displaystyle M(px) = M(x)^p = \sum_{i \ge 0} M_i^p x^{ip} = 1

(here we use the fact that we know the Image may be NSFW.
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M_i
commute). So things are not determined just by Image may be NSFW.
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M_1
; we at least also need to know Image may be NSFW.
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M_p
. Note that Image may be NSFW.
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M_1^p = 0
guarantees that the exponential Image may be NSFW.
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\exp (M_1 x)
still makes sense in characteristic Image may be NSFW.
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p
, because it’s no longer necessary to divide by factorials divisible by Image may be NSFW.
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p
.

Continuing from here we find that

Image may be NSFW.
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\displaystyle M_{i_0 + i_1 p} = \frac{M_1^{i_0}}{i_0!} \frac{M_p^{i_1}}{i_1!}, i_0, i_1 < p

using the fact that Image may be NSFW.
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{ip \choose p} M_{ip} = M_p^i
and Image may be NSFW.
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{ip \choose p}
is not divisible by Image may be NSFW.
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p
for Image may be NSFW.
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i < p
by Kummer’s theorem, as well as Lucas’s theorem which gives more precisely Image may be NSFW.
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{ip \choose p} \cong i \bmod p
. This gets us up to Image may be NSFW.
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p^2 - 1
and then when we try to analyze Image may be NSFW.
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M_{p^2}
we find that we cannot relate it to any of the smaller Image may be NSFW.
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M_i
, because Image may be NSFW.
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{p^2 \choose i}
is always divisible by Image may be NSFW.
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p
(using either Kummer’s or Lucas’s theorems), and that Image may be NSFW.
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M_p^p = 0
, which we already knew.

The general situation is as follows. We can write Image may be NSFW.
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M_n
as a product of Image may be NSFW.
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M_i, i < n
precisely when we can find Image may be NSFW.
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1 \le i \le n-1
such that Image may be NSFW.
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{n \choose i}
is nonzero Image may be NSFW.
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\bmod p
. Kummer’s theorem implies that this is possible precisely when Image may be NSFW.
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n
is not a power of Image may be NSFW.
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p
, from which it follows that each Image may be NSFW.
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M_n
is a product of Image may be NSFW.
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M_{p^i}
. We can be more precise as follows. Write Image may be NSFW.
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n
in base Image may be NSFW.
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p
as

Image may be NSFW.
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\displaystyle n = i_0 + i_1 p + \dots + i_k p^k.

Then induction gives

Image may be NSFW.
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\displaystyle {i_0 + i_1 p + \dots \choose i_0, i_1 p, \dots } M_n = M_{i_0} M_{i_1 p} \dots M_{i_k p^k}

where the LHS is congruent to Image may be NSFW.
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1 \bmod p
by a mild generalization of Lucas’s theorem and the RHS can be rewritten as above, giving

Image may be NSFW.
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\displaystyle M_n = \frac{M_1^{i_0}}{i_0!} \frac{M_p^{i_1}}{i_1!} \dots \frac{M_{p^k}^{i_k}}{i_k!}
.

This is enough for the Image may be NSFW.
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M_n
to satisfy every relation defining the divided power algebra, and so we conclude the following.

Lemma: Over an Image may be NSFW.
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\mathbb{F}_p
-algebra Image may be NSFW.
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k
, the divided power algebra can be rewritten

Image may be NSFW.
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\displaystyle k[M_1, M_p, \dots]/(M_1^p, M_p^p, \dots)
.

Corollary: Over an Image may be NSFW.
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\mathbb{F}_p
-algebra Image may be NSFW.
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k
, representations of the additive group scheme Image may be NSFW.
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\mathbb{G}_a
correspond to modules Image may be NSFW.
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V
over the algebra Image may be NSFW.
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k[M_1, M_p, \dots]/(M_1^p, M_p^p, \dots)
which are locally finite in the sense that for all Image may be NSFW.
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v \in V
, we have Image may be NSFW.
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M_{p^i} v = 0
for all but finitely many Image may be NSFW.
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i
. Given the action of each Image may be NSFW.
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M_{p^i}
, the corresponding action of Image may be NSFW.
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\mathbb{G}_a
is

Image may be NSFW.
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\displaystyle \exp (M_1 x + M_p x^p + \dots) : V \mapsto V \otimes_k k[x]
.

As before, we can equivalently talk about continuous modules over a suitable profinite Hopf algebra.

Example. We can classify all nontrivial Image may be NSFW.
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2
-dimensional representations over a field Image may be NSFW.
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k
of characteristic Image may be NSFW.
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p
as follows. There is some smallest Image may be NSFW.
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i
such that the action of Image may be NSFW.
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M_{p^i}
is nonzero. In a suitable basis, Image may be NSFW.
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M_{p^i}
acts by a nilpotent Jordan block Image may be NSFW.
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J = \left[ \begin{array}{cc} 0 & 1 \\ 0 & 0 \end{array} \right]
, and all the other Image may be NSFW.
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M_{p^j}
commute with it. A calculation shows that this implies that each Image may be NSFW.
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M_{p^j}
must also have the form Image may be NSFW.
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\left[ \begin{array}{cc} 0 & c_j \\ 0 & 0 \end{array} \right]
for some scalars Image may be NSFW.
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c_j
, and hence our representation has action map

Image may be NSFW.
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\displaystyle \exp \left( J (x^{p^i} + c_{i+1} x^{p^{i+1}} + \dots) \right) = \left[ \begin{array}{cc} 1 &  x^{p^i} + c_{i+1} x^{p^{i+1}} + \dots \\ 0 & 1 \end{array} \right]
.

Contrast to the case of characteristic zero, where there is only one isomorphism class of nontrivial Image may be NSFW.
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2
-dimensional representation (given by Image may be NSFW.
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M_1 = J
).

Example. Consider again the regular representation given by the translation action of Image may be NSFW.
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\mathbb{G}_a
on itself:

Image may be NSFW.
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\displaystyle \mathbb{G}_a \ni x \mapsto (f(y) \mapsto f(y+x)) \in \text{Hom}_k(k[y], k[y] \otimes_k k[x])
.

We find as before that Image may be NSFW.
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M_1 = \partial
is the derivative. Now, in characteristic Image may be NSFW.
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p
the derivative of a polynomial is well-known to have the curious property that Image may be NSFW.
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\partial^p = 0
; among other things this means that translation is no longer given by just exponentiating the derivative. However, since over Image may be NSFW.
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\mathbb{Z}
we have

Image may be NSFW.
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\displaystyle \partial^p y^n = n(n-1) \dots (n-(p-1)) y^{n-p}

we have, over Image may be NSFW.
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\mathbb{Z}
and hence over any Image may be NSFW.
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k
, a well-defined differential operator

Image may be NSFW.
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\displaystyle \frac{\partial^p}{p!} y^n = {n \choose p} y^{n-p}

(for Image may be NSFW.
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n \ge p
; otherwise zero) and this differential operator must be Image may be NSFW.
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M_p
; similarly for higher powers of Image may be NSFW.
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p
we have

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\displaystyle M_{p^k} y^n = \frac{\partial^{p^k}}{(p^k)!} y^n = {n \choose p^k} y^{n-p^k}

(for Image may be NSFW.
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n \ge p^k
; otherwise zero, as above).

Endomorphisms

Actually we should have expected an answer like this all along, or at least we should have known that we would also need to write down representations involving powers of Frobenius in addition to the obvious representations of the form Image may be NSFW.
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\exp (M_1 x)
. This is because in characteristic Image may be NSFW.
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p
, the Frobenius map gives a nontrivial endomorphism Image may be NSFW.
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\mathbb{G}_a \to \mathbb{G}_a
, and the pullback of any representation along an endomorphism is another representation. Pulling back along the Frobenius map sends Image may be NSFW.
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\exp (Mx)
to Image may be NSFW.
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\exp (Mx^p)
. More generally, any sum of powers of the Frobenius map gives a nontrivial endomorphism of Image may be NSFW.
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\mathbb{G}_a
as well.

The fact that this sort of thing doesn’t happen in characteristic zero means that Image may be NSFW.
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\mathbb{G}_a
can’t have any non-obvious endomorphisms like the Frobenius map there. In fact we can say the following.

Proposition: Over a ring Image may be NSFW.
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k
, endomorphisms Image may be NSFW.
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\mathbb{G}_a \to \mathbb{G}_a
are in natural bijection with additive polynomials, namely polynomials Image may be NSFW.
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f(x) \in k[x]
such that Image may be NSFW.
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f(0) = 0
and Image may be NSFW.
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f(x + y) = f(x) + f(y)
.

Proof. This is mostly a matter of unwinding definitions. By the Yoneda lemma, maps Image may be NSFW.
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\mathbb{G}_a \to \mathbb{G}_a
(on underlying affine schemes, maps Image may be NSFW.
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\mathbb{A}^1 \to \mathbb{A}^1
) correspond to elements of Image may be NSFW.
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\mathbb{G}_a(k[x]) \cong k[x]
, hence to polynomials Image may be NSFW.
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f(x)
, and the condition that such a map corresponds to a group homomorphism is precisely the condition that Image may be NSFW.
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f(0) = 0
and Image may be NSFW.
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f(x + y) = f(x) + f(y)
. Image may be NSFW.
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\Box

Now let’s try to classify all such polynomials. Writing Image may be NSFW.
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f(x) = \sum f_i x^i
, equating the coefficient of Image may be NSFW.
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x^i y^j
on both sides as before gives

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\displaystyle {i + j \choose i} f_{i + j} = \begin{cases} 0 & \mbox{if } i, j \ge 1 \\ f_i & \mbox{if } j = 0 \\ f_j & \mbox{if } i = 0 \end{cases}

If Image may be NSFW.
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k
is torsion-free, and in particular if Image may be NSFW.
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k
is a Image may be NSFW.
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\mathbb{Q}
-algebra, then this implies that Image may be NSFW.
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f_n = 0
for Image may be NSFW.
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n \ge 2
(by setting Image may be NSFW.
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n = i + j
where Image may be NSFW.
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i, j \ge 1
), and since Image may be NSFW.
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f(0) = f_0 = 0
the only possible nonzero coefficient is Image may be NSFW.
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f_1
. So Image may be NSFW.
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f
is scalar multiplication by the scalar Image may be NSFW.
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f_1
.

On the other hand, if Image may be NSFW.
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k
is an Image may be NSFW.
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\mathbb{F}_p
-algebra, then it can again happen as above that Image may be NSFW.
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f_n
doesn’t vanish if Image may be NSFW.
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{n \choose i}
is always divisible by Image may be NSFW.
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p
, which as before happens iff Image may be NSFW.
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n
is a power of Image may be NSFW.
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p
. In this case Image may be NSFW.
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f
is a linear combination

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\displaystyle f(x) = \sum_i f_{p^i} x^{p^i}

of powers of the Frobenius map, which is clearly an endomorphism. In summary, we conclude the following.

Proposition: If Image may be NSFW.
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k
is torsion-free, the endomorphism ring of Image may be NSFW.
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\mathbb{G}_a
is Image may be NSFW.
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k
acting by scalar multiplication. If Image may be NSFW.
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k
is an Image may be NSFW.
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\mathbb{F}_p
-algebra, the endomorphism ring of Image may be NSFW.
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\mathbb{G}_a
is Image may be NSFW.
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k[F]
, with Image may be NSFW.
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F
acting by Frobenius.

The endomorphisms generated by Frobenius can be used to write down examples of affine group schemes which only exist in positive characteristic. For example, the kernel of Frobenius is the affine group scheme Image may be NSFW.
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\alpha_p \cong \text{Spec } k[x]/x^p
with functor of points

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\displaystyle \alpha_p : \text{CAlg}(k) \ni R \mapsto \{ r \in R : r^p = 0 \} \in \text{Ab}
.


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